Arcfield Assets / Architecture audit
Source: Arcfield EN Companion · Volume 1 audit + OSCAL assessment plan (AP) / assessment results (AR) · oscal/assessment-plan.md, oscal/assessment-results.md · HITL: oscal-guide.md · SIMULATION
How this report is elaborated
Scope is the Volume 1 Assets / Architecture audit. Artefacts installed in this volume are in-pack; neighbours named from other volumes stay in those books (Vol. 1, Vol. 3, Vol. 2, Vol. 4).
The process we followed is ISO 27001 → Policies → Processes and Systems → Protected Assets → Objects needed by the process → Evidences. Standard vs policy examines whether a policy covers the cited clause or control. Policy vs evidence tests the join from policy rule to recorded evidence.
How to read this report
Start with Results at a glance, then how this category is set up. Standard vs policy is EXAMINE and stays not scored. Nonconformities are kernel FAIL (Policy ↔ evidence, default minor) and Requirement ↔ evidence: no policy and no implementation, or implementation without effectiveness evidence. UNKNOWN is not an NC. Glance counts Conformity, Defined, Implemented, and Effectiveness — not PASS/FAIL compliance. Not scored on an inventory row means the subject is not in this topic's kernel join. It is not a Statement of Applicability exclusion.
Results at a glance
Companion Contract/Example unchanged. This audit does not invent a certification statement.
How assets are set up
One graph. Green boxes are installed in this volume. Dashed edges: HITL. SAS includesInstance to AI is cited, not scored here. SI-001 CloudDesk stays an SI name, not AST-014. AMP and IAS are Volume 1 — named, not packed, not joined. ARR asset-FK stays the access audit.
Cited HOW policy. Needle ASSET-POL-001. You EXAMINE whether it covers A.5.9–A.5.13. This audit does not score coverage. Not joined to IAS or AI.
Cited HOW standard. Needle INFO-ASSET-STD-001. You EXAMINE whether it is operated. Not joined to AMP or AI.
Cited HOW policy. You EXAMINE whether it covers A.5.12 and A.5.13. Classification levels stay citations, not a labelling score. Not joined to AMP.
In-pack inventory. AST-001 stays a citation, not a CMDB score. Not joined to AOAVC. ARR asset-FK stays the access audit.
In-pack system statement. Needle SYS-ARCH-STATEMENT-001. includesInstance points at AI. Architecture boxes that are not Asset names stay unresolved. Not an ARR join.
Volume 2–3 owner checklist. Named, not packed, not joined in this volume. Not a process-component.
Volume 3/4 software inventory. Named, not packed, not joined in this volume.
Nonconformities
Nonconformities this pack can show. Kernel FAIL is Policy ↔ evidence, default minor — not an automatic major. No policy and no implementation, or implementation without effectiveness evidence, is Requirement ↔ evidence. UNKNOWN is not an NC. Assessment Results stay the kernel SSOT. How to fix is the follow-up, not a customer ticket.
| Requirement | Statement | Grade | Path | Detail |
|---|---|---|---|---|
| 7.5 Documented information | 7.5 Documented information has no policy and no implementation evidence in this pack. | minor | Requirement ↔ evidence | NC-ASSETS-not-implemented |
| A.5.10 Acceptable use of information and other associated assets | A.5.10 Acceptable use of information and other associated assets has no policy and no implementation evidence in this pack. | minor | Requirement ↔ evidence | NC-ASSETS-not-implemented |
| A.5.11 Return of assets | A.5.11 Return of assets has no policy and no implementation evidence in this pack. | minor | Requirement ↔ evidence | NC-ASSETS-not-implemented |
| A.5.32 Intellectual property rights | A.5.32 Intellectual property rights has no policy and no implementation evidence in this pack. | minor | Requirement ↔ evidence | NC-ASSETS-not-implemented |
| A.5.9 Inventory of information and other associated assets | A.5.9 Inventory of information and other associated assets is named in this pack, but there is no effectiveness evidence. Cited policy: AMP. Cited implementation: IAS, AI. | minor | Requirement ↔ evidence | NC-ASSETS-missing-evidence |
| A.8.8 Management of technical vulnerabilities | A.8.8 Management of technical vulnerabilities has no policy and no implementation evidence in this pack. | minor | Requirement ↔ evidence | NC-ASSETS-not-implemented |
Operational Evaluation
Artefacts in this category. Defined is a cited policy (HOW). Implemented is in-pack or named operating evidence. Effective is the kernel join or HITL effectiveness. Ratings are yes, no, or partially. DK or NA when this pack has no data.
| Artifact | Defined | Implemented | Effective | Artefact |
|---|---|---|---|---|
| AMP | yes | NA | DK | Artefact |
| IAS | NA | yes | no | Artefact |
| ICP | yes | NA | DK | Artefact |
| AI | NA | yes | no | Artefact |
| SAS | NA | yes | DK | Artefact |
What we found
What this pack actually cited for each artefact. Counts are from this pack. Presence is not a PASS. No ISO shall-text.
AMP
- Defined: yes.
- Implemented: NA.
- Effective: DK.
- Nonconformity on this artefact: yes.
- Layers present: Office, OSCAL.
AMP is in-pack in Volume 1. Defined yes, implemented NA, effective DK. A nonconformity cites this artefact. Missing layers are explained on the artefact page — not joined from another book.
IAS
- Defined: NA.
- Implemented: yes.
- Effective: no.
- Nonconformity on this artefact: yes.
- Layers present: Office, OSCAL.
IAS is in-pack in Volume 1. Defined NA, implemented yes, effective no. A nonconformity cites this artefact. Missing layers are explained on the artefact page — not joined from another book.
ICP
- Defined: yes.
- Implemented: NA.
- Effective: DK.
- Nonconformity on this artefact: no.
- Layers present: Office, OSCAL.
ICP is in-pack in Volume 1. Defined yes, implemented NA, effective DK. Missing layers are explained on the artefact page — not joined from another book.
AI
- Defined: NA.
- Implemented: yes.
- Effective: no.
- Nonconformity on this artefact: yes.
- Layers present: Office, OSCAL.
AI is in-pack in Volume 1. Defined NA, implemented yes, effective no. A nonconformity cites this artefact. Missing layers are explained on the artefact page — not joined from another book.
SAS
- Defined: NA.
- Implemented: yes.
- Effective: DK.
- Nonconformity on this artefact: no.
- Layers present: Office, OSCAL.
SAS is in-pack in Volume 1. Defined NA, implemented yes, effective DK. Missing layers are explained on the artefact page — not joined from another book.
Asset inventory
No inventory rows in the examined Example JSON.